Publications

Showing 11 to 20 of 29 search results.

11. FCA Data Bulletin issue 7 - underlying data [xlsx]

    Data

    Published: 28/10/2016

    Underlying data for the retail intermediary sector, latest trends in the retirement income market, and feedback from firms about the FCA.

12. Data Bulletin: October 2016

    Data

    Published: 28/10/2016

    Last modified: 06/09/2018

    This edition of the FCA's Data Bulletin look at the the retail intermediary sector, latest trends in the retirement income market and reports feedback from firms about the FCA.

13. FCA Q1 16/17 Number of skilled person reports commissioned [pdf]

    Data

    Published: 01/08/2016

    Last modified: 04/08/2016

    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

14. How to complete and submit your REP005 High Earners Report [pdf]

    Data

    Published: 19/05/2016

    Last modified: 03/08/2016

15. FCA Q4 15/16 Number of skilled person reports commissioned [pdf]

    Data

    Published: 04/05/2016

    Last modified: 05/08/2016

    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

16. FCA Q3 15/16 Number of skilled person reports commissioned [pdf]

    Data

    Published: 04/02/2016

    Last modified: 05/08/2016

    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

17. FCA Data Bulletin issue 5 - underlying data [xlsx]

    Data

    Published: 03/02/2016

    Last modified: 03/02/2016

    Underlying data for retirement income market data, consumer credit authorisation data, complaints against the FCA, financial promotions, how we use attestations, and skilled person reports.

18. FCA Q2 15/16 Number of skilled person reports commissioned [pdf]

    Data

    Published: 04/11/2015

    Last modified: 15/07/2016

    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

19. FCA Data Bulletin issue 4 - underlying data [xlsx]

    Data

    Published: 02/10/2015

    Last modified: 02/10/2015

    Underlying data - talking to the FCA, financial promotions, how we use attestations, skilled persons reports, and consumer credit authorisations.

20. FCA Q1 2015/16 Number of skilled person reports commissioned [pdf]

    Data

    Published: 10/08/2015

    Last modified: 15/07/2016

    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.