Publications

Showing 41 to 50 of 650 search results.

41. Notification of entry into supervised run-off following cancellation of a temporary permission [docx]

    Forms

    Published: 06/10/2022

    Last modified: 02/01/2024

    Firms that previously passported into the UK under Schedule 3 or Schedule 4 to FSMA and were in the Temporary Permissions Regime.

42. Notification of entry into supervised run-off following cancellation of a transitional authorisation [docx]

    Forms

    Published: 06/10/2022

    Last modified: 02/01/2024

    EEA authorised payment institutions, EEA registered account information service providers and EEA authorised electronic money institutions that were in the Temporary Permissions Regime.

43. Financial Analysis Template (1) for firms applying for authorisation [xlsx]

    Forms

    Published: 20/09/2022

    Use this template to provide financial projections when submitting your firm's application for authorisation.

44. Short Form A - Solo-regulated firms [docx]

    Forms

    Published: 11/08/2022

    Last modified: 28/05/2025

    Application to perform controlled functions including senior management functions.

45. Cryptoasset Trust Change in Controller Form [docx]

    Forms

    Published: 11/08/2022

    Last modified: 17/01/2025

    Cryptoasset Trust Change in Controller Form

46. Cryptoasset Individual Change in Controller Form [docx]

    Forms

    Published: 11/08/2022

    Last modified: 17/01/2025

    Cryptoasset Individual Change in Controller Form

47. Application for amend details - Credit rating agencies form [docx]

    Forms

    Published: 07/07/2022

    Application for amend details - Credit rating agencies form

48. mifid-intragroup-notification-for-change-in-controller.doc [doc]

    Forms

    Published: 27/06/2022

    Last modified: 17/01/2025

    mifid-intragroup-notification-for-change-in-controller.doc

49. MiFID Annex for VOP Application Notes [docx]

    Forms

    Published: 27/05/2022

    Last modified: 27/05/2022

    MiFID Annex for VOP Application Notes

50. FUND 3.2.2R Disclosures [docx]

    Forms

    Published: 21/04/2022

    FUND 3.2.2R Disclosures