Publications

Showing 21 to 29 of 29 search results.

21. Hedge Fund Survey [pdf]

    Data

    Published: 02/06/2015

    Last modified: 03/08/2016

    The FCA collected data from hedge funds and hedge fund managers to inform its supervisory activity, with the aim of ensuring markets work well and of promoting market integrity.

22. FCA Q4 14/15 Number of skilled person reports commissioned [pdf]

    Data

    Published: 14/05/2015

    Last modified: 15/07/2016

    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

23. FCA Data Bulletin - January 2015 - underlying data [xlsx]

    Data

    Published: 29/01/2015

    Last modified: 29/01/2015

    Underlying data for number of controlled functions by type of firm, approved persons trends, complaints about financial promotions, policy initiatives and FCA events.

24. The FCA data strategy: An update one year on [pdf]

    Data

    Published: 30/10/2014

    Last modified: 03/08/2016

    In this update the FCA sets out what we have done so far to achieve our vision, and the changes we have made to ensure that the way we collect and manage data is effective and transparent.

25. FCA Data Bulletin October 2014 edition - underlying data [xlsx]

    Data

    Published: 07/10/2014

    Last modified: 07/10/2014

    Underlying data for the firms the FCA regulates, complaints about firms, compensations stats, the mortgage market, and freedom of information requests.

26. FSA Q1 12/13 Number of skilled person reports commissioned [pdf]

    Data

    Published: 02/05/2013

    Last modified: 03/08/2016

    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

27. FSA Q4 12/13 Number of skilled person reports commissioned [pdf]

    Data

    Published: 02/05/2013

    Last modified: 04/08/2016

    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

28. FSA Q2 12/13 Number of skilled person reports commissioned [pdf]

    Data

    Published: 02/05/2013

    Last modified: 04/08/2016

    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

29. FSA Q3 12/13 Number of skilled person reports commissioned [pdf]

    Data

    Published: 02/05/2013

    Last modified: 04/08/2016

    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.