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PSD Add Agent Form [docx]
This form is for Payment Institutions to notify the FCA of a new UK agent -
Financial Promotion Annex for firms with existing New Authorisation in progress [docx]
Form to be used by applicants who wish to add Financial Promotions to their existing New Authorisation Application -
Financial Promotions Variation of Permission form [docx]
Financial Promotions VOP form -
Financial Promotions Variation of Permission Notes [docx]
Financial Promotions Variation of Permissions Notes -
Application for Gibraltar firms applying for Financial Promotions [docx]
Application for Gibraltar firms wishing to add Financial Promotions -
Financial Promotions Annex notes [docx]
Notes to be used when a Dual Reg applicant is wanting to add Financial Promotions to their New Authorisation application -
Financial Promotions Spreadsheet Twelve Months [xlsx]
Spreadsheet to detail financial promotions as part of New Authorisation or VOP application -
Regulatory Return REP Diversity and Inclusion template [xlsx]
Regulatory Return REP Diversity and Inclusion template. -
Modification by Consent: COBS 8.1.1R [docx]
This modification form is to enable Child Trust Funds (CTFs) providers to move matured CTFs to a protected account or by bulk transfer to a new provider. -
Modification by consent of COLL 5.6.22R - Direction [docx]
This modification will enable managers and depositaries of authorised funds that invest in immovable property to provide guarantees and indemnities to third parties where required by the terms of the purchase to do so.