Publications

Showing 81 to 90 of 208 search results.

81. Data Bulletin June 2018: The retail intermediary sector

    Data

    Published: 07/06/2018

    Last modified: 06/09/2018

    This bulletin focuses on new analysis of the retail intermediary sector based on the data firms have submitted to us via the Retail Mediation Activities Return (RMAR).

82. Aggregate complaints data to 2017 H2 [xlsx]

    Data

    Published: 19/04/2018

    Aggregate sector wide firm complaints data for 2017 H2. Including opened, closed, upheld, speed of closure and redress.

83. Complaints Data Analysis: 2017 H2 [pdf]

    Data

    Published: 19/04/2018

    This analysis looks at the aggregate complaints data for 2017 H2 in more depth. Including highlights, complaints over time, putting complaints into context, most complained about products, main reasons for complaints and outcomes for consumers.

84. Firm level complaints data 2017 H2 [xlsx]

    Firm and market data Retail banking Retail investments Retail lending General insurance and protection Investment management Pensions and retirement income

    Published: 19/04/2018

    Firm level complaints data 2017 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.

85. List of unauthorised binary options firms [csv]

    Data

    Published: 23/02/2018

    A list of firms without authorisation that the FCA understands are offering binary options trading to UK consumers.

86. FCA Q3 17/18 Number of skilled person reports commissioned [pdf]

    Data

    Published: 01/02/2018

    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

87. AIFMD data guide ESMA resources [zip]

    Data

    Published: 19/12/2017

    The Alternative Investment Fund Managers Directive (AIFMD) reporting tables.

88. FCA Q2 17/18 Number of skilled person reports commissioned [pdf]

    Data

    Published: 02/11/2017

    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

89. Complaints Data Analysis: 2017 H1 [pdf]

    Data

    Published: 23/10/2017

    This analysis looks at the aggregate complaints data for 2017 H1 in more depth. Including highlights, complaints over time, putting complaints into context, most complained about products, main reasons for complaints and outcomes for consumers.

90. Aggregate complaints data to 2017 H1 [xlsx]

    Data

    Published: 23/10/2017

    Aggregate sector wide firm complaints data for 2017 H1. Including opened, closed, upheld, speed of closure and redress.