Showing 121 to 130 of 637 search results for board effectiveness review.

121. UK Securities Financing Transactions Regulation (UK SFTR)

     Markets Markets policy

     Published: 11/03/2020

     Last modified: 31/03/2022

     The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.

122. Strengthening wholesale markets

     Focus areas

     Last modified: 29/07/2024

     We’re reforming our rules to strengthen the UK’s position in global wholesale markets, support growth and competitiveness, and maintain high standards of consumer protection and market integrity.

123. FSA - Handbook Notice 115 [pdf]

     Handbook

     Published: 08/12/2011

     Last modified: 30/05/2013

     On 22 September 2011 the FSA Board made changes to the Handbook as part of the Retail Distribution Review (RDR) programme. These changes provide that trail commission can continue for pre-RDR products and makes changes to the adviser charging rules

124. Rent-to-own – update

     News stories

     Published: 30/01/2018

     Last modified: 02/12/2020

     The FinSR took over the regulation of consumer credit, including the rent-to-own sector, in April 2014. 

125. Workstreams updates

     Statements

     Published: 16/07/2021

     Last modified: 16/07/2021

     Update on Assessing Suitability Review (ASR 2), diagnostic review of business models, review of rules extending SME access to the Financial Ombudsman and de-anchoring remedy for credit cards

126. Consumer Duty resources

     Tasks for firms

     Published: 01/11/2023

     Last modified: 25/03/2025

     Find publications about the introduction of the Consumer Duty including news, speeches and podcasts.

127. PS24/6: Primary Markets Effectiveness Review: Feedback to CP23/31 and final UK Listing Rules [pdf]

     Policy statements

     Published: 11/07/2024

     Primary Markets Effectiveness Review: Feedback to CP23/31 and final UK Listing Rules.

128. Thematic Review 20/1: The effectiveness of Independent Governance Committees and Governance Advisory Arrangements [pdf]

     Thematic reviews

     Published: 24/06/2020

     We have reviewed the effectiveness of Independent Governance Committees (IGCs) and Governance Advisory Arrangements (GAAs) in improving value for money (VfM) of workplace pensions for customers.

129. CP21/21: Primary Markets Effectiveness Review [pdf]

     Consultation papers

     Published: 05/07/2021

     CP21/21: Primary Markets Effectiveness Review.

130. CP23/31: Primary Markets Effectiveness Review: Feedback to CP23/10 and detailed proposals for listing rules reforms [pdf]

     Consultation papers

     Published: 20/12/2023

     CP23/31: Primary Markets Effectiveness Review: Feedback to CP23/10 and detailed proposals for listing rules reforms.