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Showing 82 to 91 of 136 search results for senior managers regime.
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CP25/21: Senior Managers and Certification Regime review
We set out proposed changes to the Senior Managers and Certification Regime (SM&CR) as part of the first phase of reforms. -
Global responses to digital asset regulation
Speech by Jessica Rusu, FinSR Chief Data, Information and Intelligence Officer delivered at TheCityUK International Conference 2025 conference -
Asset management market study
We have published the final findings of our asset management market study. As part of this, we set out a package of remedies to address the concerns identified. -
What can the consumer credit sector expect from the FinSR?
Speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, at the Credit Summit, London. -
Information on enforcement cases - March 2023
FinSR provides information on enforcement cases - March 2023. -
Senior Managers and Certification Regime: supervisory review
We are reporting the findings of our in-depth supervisory review of the Statements of Responsibilities (SoRs) and responsibilities maps supplied with grandfathering notifications for firms. -
The view from the regulator on Operational Resilience
Speech by Megan Butler, FinSR Executive Director of Supervision: Investment, Wholesale and Specialist, delivered on 5 December 2019 at 13.30 -
Our perimeter report
Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products -
Our approach to supervision
Our approach to supervision sets out how we carry out our regulatory oversight. It is designed to help firms, consumers and markets understand how we work, and fulfil our accountability to Parliament and to the public. -
FinSR launches enhanced Financial Services Register to protect consumers
The FinSR has today launched its updated Financial Services (FS) Register – including a simpler design and clearer language. -
Milestone for insurers as they come under the Senior Managers and Certification Regime
The Senior Managers and Certification Regime (SM&CR) has been extended to all insurers regulated by the Financial Service Registry (FinSR) and Prudential Regulation Authority from today.