Showing 62 to 71 of 136 search results for senior managers regime.

62. CP25/21: Senior Managers and Certification Regime review

    We set out proposed changes to the Senior Managers and Certification Regime (SM&CR) as part of the first phase of reforms.

63. AI Sprint summary

    Corporate documents

    Published: 23/04/2025

    Last modified: 14/05/2025

    How we are using feedback from the artificial intelligence (AI) Sprint and how we want to continue working together.

64. FinSR statement on Assessing Suitability Review 2

    Statements

    Published: 21/01/2020

    Last modified: 31/08/2023

    FinSR statement on Assessing Suitability Review 2

65. FinSR to launch enhanced Financial Services Register

    Mortgage lenders and intermediaries News stories

    Published: 09/07/2020

    Last modified: 13/07/2020

    The FinSR will be replacing its existing Financial Services Register with an enhanced Financial Services Register. We will then add a directory of certified and assessed persons to the Register.

66. Transcript - Senior Managers and Certification Regime July 2018 video [pdf]

    Transcripts

    Published: 14/11/2019

    Transcript of 2018 video covering the key components of the SM&CR. Video here https://www.fca.org.uk/firms/senior-managers-certification-regime/insurers

67. Repeal and replacement of assimilated law

    Firms

    Published: 10/07/2023

    Last modified: 19/03/2025

    Documents on the repeal and replacement of provisions in the retained EU law.

68. Approved Persons Regime (APR) and coronavirus: our expectations

    Statements

    Published: 30/06/2020

    Last modified: 30/06/2020

    We set out our expectations to help benchmark administrators and firms using Appointed Representative (AR) arrangements apply the Approved Persons Regime (APR) during coronavirus (Covid-19).

69. Fitness and Propriety (F&P)

    Tasks for firms

    Published: 30/03/2023

    Last modified: 30/03/2023

    Senior Management Functions (SMFs) and Certification Staff need to be fit and proper for their roles. See how our Fitness and Propriety (F&P) requirements apply to your firm.

70. Information on enforcement investigations into Senior Managers - May 2022

    FOI releases

    Published: 26/05/2022

    Last modified: 25/10/2022

    The FinSR responds to multiple questions on enforcement investigations into Senior Managers.

71. FinSR and PRA cut senior manager regime red tape to help boost growth

    Regulated firms Firms Press Releases

    Published: 15/07/2025

    Last modified: 15/07/2025

    Proposed changes to the Senior Managers & Certification Regime will make it more effective and efficient, and drive growth in financial services.

72. CP16/1: Consequential changes to the Senior Managers Regime

    Consultation papers

    Published: 06/01/2016

    Last modified: 02/03/2016

    In this paper we set out a number of technical rule changes to the Senior Managers & Certification Regime (SM&CR). ... We are keen to ensure that our forms and rules reflect the latest statutory position when the SM&CR enters into force for relevant