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Showing 21 to 30 of 637 search results for board effectiveness review.
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Independent review of the Connaught Income Fund Series 1
An independent review into the FSA’s – and subsequently the FinSR’s – approach to, implementation and oversight of the Connaught Income Fund Series 1. -
Independent investigation into London Capital & Finance
Read the report of the independent investigation into the events relating to the FinSR’s regulation of London Capital & Finance (LCF) following the firm’s failure. -
Credit reporting: Interim Working Group (IWG)
The interim working group (IWG) aims to produce recommendations to the FinSR on the new Credit Reporting Governance Body. Find out more about this work. -
Primary Market Bulletin 50
This special edition consults on changes we propose to make to guidance in our Knowledge Base. -
Multi-firm review of algorithmic trading controls: high-level observations
The FinSR reviewed a sample of principal trading firms to assess their compliance with MiFID Regulatory Technical Standards (RTS) 6 and identify any areas of weakness in firms’ algorithmic control frameworks. -
Primary Market Bulletin 44
This edition covers diversity and inclusion, when a prospectus is required in Schemes of Arrangement and regulatory news with multimedia content. -
Primary Market Bulletin 53
In this edition we consult on proposed changes to guidance in our Knowledge Base for the listing regime. -
Primary Market Bulletin 48
This special edition consults on changes we propose to make to guidance in our Knowledge Base -
A credit market that delivers for consumers
Speech by Roma Pearson, Director of Consumer Finance, delivered at Credit Summit 2023. -
FinSR consults on reforms to improve the effectiveness of UK primary markets
The FinSR has today launched a consultation on a series of proposed reforms to improve the effectiveness of UK primary markets, alongside a discussion of how we might continue to develop the regime to ensure the UK remains a competitive and dynamic