Showing 32 to 41 of 136 search results for senior managers regime.

32. CP25/21: Senior Managers and Certification Regime review

    We set out proposed changes to the Senior Managers and Certification Regime (SM&CR) as part of the first phase of reforms.

33. Andrew Bailey speech at the Annual Public Meeting 2019

    Speeches

    Published: 17/07/2019

    Last modified: 17/07/2019

    Speech by Andrew Bailey, Chief Executive of the FinSR, delivered at our 2019 Annual Public Meeting.

34. Culture and governance

    Firms Tasks for firms

    Published: 12/05/2015

    Last modified: 04/07/2024

    Read about the FinSR's work on culture and governance, including details of how to get involved.

35. Apply to become a pre-paid funeral plans firm

    Firms

    Published: 11/06/2021

    Last modified: 13/09/2024

    If you’re a new funeral plan provider or intermediary, find out when you need to apply to the FinSR for authorisation and how to apply.

36. SM&CR information related to general insurance and protection intermediary firms - June 2022

    FOI releases

    Published: 10/06/2022

    Last modified: 25/10/2022

    The FinSR provides data on the Senior Managers and Certification Regime (SMCR), in respect of: general insurers and general insurance intermediaries.

37. Culture is contagious

    Speeches

    Published: 04/02/2025

    Last modified: 04/02/2025

    Speech by Emily Shepperd, chief operating officer, at the 10th Annual Culture and Conduct in Financial Services Summit.

38. Impact Assessment: Extending SM&CR to solo-regulated firms [pdf]

    Impact assessments

    Published: 16/01/2020

    This impact assessment Extending the Senior Managers & Certification Regime to solo-regulated firms relates to CP17/25, CP17/40, PS18/14 and PS19/20

39. Statement: Strengthening Accountability in Banking

    Statements

    Published: 03/03/2015

    Last modified: 08/09/2016

    new Senior Managers and Certification Regime (SM&CR) will be 7 March 2016 and that transitional documentation will need to be submitted to the regulators by 8 February 2016.

40. PS19/7: Finalising the Directory

    Policy statements

    Published: 08/03/2019

    Last modified: 08/03/2019

    This Policy Statement sets out the final rules on the Directory, a new public register for checking the details of key individuals working in the financial services. It also summarises the feedback we received to Consultation Paper CP18/19 and our

41. User guide: submitting multiple entries to the Directory [pdf]

    Documents

    Published: 06/09/2019

    Last modified: 02/10/2020

    To help firms submit data to the Directory, a new public register for checking details of key people working in financial services as part of SM&CR.

42. The Importance of Diversity

    Speeches

    Published: 05/02/2019

    Last modified: 08/02/2019

    Speech by Andrew Bailey, Chief Executive of the FinSR, at the PIMFA Wealth of Diversity Conference 2019.