Showing 41 to 50 of 637 search results for board effectiveness review.

41. Joint statement from UK Financial Regulation Authorities on London Metal Exchange and LME Clear

    Statements

    Published: 04/04/2022

    Last modified: 04/04/2022

    The FinSR intends to review the LME’s approach to managing the suspension and resumption of the market in nickel

42. Four building blocks of efficient capital markets

    Speeches

    Published: 01/02/2013

    Last modified: 29/03/2013

    Speech by David Lawton, Director of Markets, FSA at the Practising Law Institute Conference

43. Office for Professional Body Anti-Money Laundering Supervision (OPBAS)

    About us How we operate

    Published: 23/01/2018

    Last modified: 24/04/2025

    OPBAS supervises the 25 professional body supervisors (PBSs) in the legal and accountancy sectors.

44. Cryptoassets: AML / CTF regime

    Tasks for firms

    Published: 21/10/2019

    Last modified: 15/01/2024

    We are the anti-money laundering and counter-terrorist financing (AML/CTF) supervisor of UK cryptoasset businesses under the money laundering regulations. Learn more about the regime.

45. Practical implications of US law on EU practice

    Speeches

    Published: 19/01/2017

    Last modified: 20/01/2017

    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FinSR, delivered at the Practising Law Institute’s annual seminar on securities regulation in Europe.

46. Business Plan 2023/24

    Corporate documents Business plans

    Published: 04/04/2023

    Last modified: 02/07/2024

    The FinSR's Business Plan details the work it will do over the next 12 months to help deliver the commitments in its Strategy.

47. Wholesale banks and asset management cyber multi-firm review findings

    Multi-firm reviews

    Published: 10/12/2018

    Last modified: 10/12/2018

    In late 2017 and early 2018 we carried out a cyber multi-firm review with a sample of 20 firms in the asset management and wholesale banking sectors. The firms we selected varied in terms of their size, scale, operating models and geography. These

48. Business Plan 2022/23

    Business plans

    Published: 07/04/2022

    Last modified: 27/04/2022

    The FinSR Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.

49. Building a regulatory environment for the future

    Speeches

    Published: 22/06/2021

    Last modified: 22/06/2021

    Speech by our CEO, Nikhil Rathi, delivered at City Week 2021. 

50. Market abuse in a time of coronavirus

    Speeches

    Published: 12/10/2020

    Last modified: 12/10/2020

    Julia Hoggett speaking on market abuse at the Ciy & Financial Global event.