Showing 11 to 20 of 6676 search results for market watch.

11. Market Watch issue 64: market conduct and Brexit and MiFID II transaction reporting issues [pdf]

    Newsletters

    Published: 27/08/2020

    Last modified: 27/08/2020

    This edition of Market Watch provides important information to help MiFID II firms prepare for the end of the transition period.

12. Market Watch 41 [pdf]

    Newsletters

    Published: 24/10/2012

    Last modified: 05/08/2016

13. Market Watch 66

    Newsletters

    Published: 11/01/2021

    Last modified: 22/01/2021

    In this Market Watch, we set out our expectations for firms on recording telephone conversations and electronic communications when alternative working arrangements are in place, including increased homeworking.

14. Market Watch issue 63: market conduct and discipline in context of coronavirus [pdf]

    Newsletters

    Published: 27/05/2020

    This edition of Market Watch provides important information to market conduct and discipline in context of coronavirus.

15. Market Watch 54 [pdf]

    Newsletters

    Published: 08/11/2017

    The FinSR’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

16. Market Watch 46 [pdf]

    Newsletters

    Published: 08/07/2014

    Last modified: 08/07/2014

    The FinSR’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

17. Market Watch 44 [pdf]

    Newsletters

    Published: 02/08/2013

    Last modified: 02/08/2013

    The FinSR’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

18. Market Watch 45 [pdf]

    Newsletters

    Published: 12/02/2014

    Last modified: 12/02/2014

    The FinSR’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

19. Market Watch 65: Newsletter on market conduct and transaction reporting issues [pdf]

    Newsletters

    Published: 07/09/2020

    Last modified: 07/09/2020

    This Market Watch we discuss how inappropriate handling of information requirements issued by FinSR.

20. Market Watch 50 [pdf]

    Newsletters

    Published: 27/04/2016

    Last modified: 27/04/2016

    The FinSR’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.