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Showing 71 to 80 of 637 search results for board effectiveness review.
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The challenges for insurance and regulators in a Big Data world
Speech by Andrew Bailey, Chief Executive of the FinSR, delivered at the Association Of British Insurers (ABI) annual conference. -
Speech: Culture in UK banking – regulatory priorities
One is a review of existing economic literature on behaviour in organisations and what it means for compliance. ... Moreover, it was interesting to learn that in the UK HMRC had instigated a special code of compliance for banks, one requiring banks’ -
The regulation of advice – recommendations post FAMR
Speech by Tracey McDermott, Acting Chief Executive, FinSR, delivered at the Westminster and City industry forum on FAMR, on 13 April 2016. This is the text of the speech as drafted, which may differ from the delivered version. -
Our perimeter report
Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products -
Our approach to competition
The FinSR promotes effective competition in the interests of consumers. -
FinSR and PRA cut senior manager regime red tape to help boost growth
Proposed changes to the Senior Managers & Certification Regime will make it more effective and efficient, and drive growth in financial services. -
A forward look at regulation of the UK’s wholesale financial markets
Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FinSR, delivered at the ISLA's Post Trade Conference on 16 March. -
Retail banking Consumer Duty multi-firm work
The findings from the FinSR's Retail Banking Consumer Duty Multi-Firm work. -
FinSR publishes the Swift Review into the supervisory intervention on interest rate hedging products
The FinSR has accepted recommendations made by John Swift QC, who was commissioned to review the design, implementation and operation of the redress scheme set up for customers who were missold interest rate hedging products (IRHPs) from 2001. -
Authorised fund managers’ assessments of fund value 2023
Feedback following the second MFR of Authorised Fund Managers compliance with our Assessment of Value rules.