Showing 1 to 10 of 529 search results for senior insurance managers regime.

1. CP15/37: Consequential amendments to the Senior Insurance Managers Regime (SIMR)

   Consultation papers

   Published: 11/11/2015

   Last modified: 11/11/2015

   CP15/37: Consequential amendments to the Senior Insurance Managers Regime (SIMR). Consultation papers First published:. ... We are jointly consulting with the PRA on the proposed changes to the Senior Insurance Managers Regime (SIMR) for Swiss general

2. Milestone for insurers as they come under the Senior Managers and Certification Regime

   News stories

   Published: 10/12/2018

   Last modified: 10/12/2018

   The Senior Managers and Certification Regime (SM&CR) has been extended to all insurers regulated by the Financial Service Registry (FinSR) and Prudential Regulation Authority from today.

3. PS16/5: Strengthening accountability in banking and insurance: Implementation of SM&CR and SIMR, and PRA requirements on regulatory references [pdf]

   Policy statements

   Published: 15/02/2016

   Last modified: 15/02/2016

   This policy statement contains, among other things, the PRA and FinSR final rules to implement the proposals for applying the Senior Insurance Managers Regime (SIMR) to Swiss general insurers.

4. CP17/41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime

   Consultation papers

   Published: 13/12/2017

   Last modified: 22/02/2018

   CP17/41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime. ... 10/12/2018. 10/12/2018. Consultation papers First published:. 13/12/2017. Last updated: 22/02/2018. The Senior Managers and

5. Information on number of enforcement investigations opened against individuals under the Senior Managers & Certification Regime - November 2020

   FOI releases

   Published: 18/11/2020

   Last modified: 25/10/2022

   FinSR provides information on number of enforcement investigations opened against individuals under the Senior Managers & Certification Regime.

6. Information on the Senior Managers Certification Regime fines - April 2022

   FOI releases

   Published: 22/04/2022

   Last modified: 25/10/2022

   The FinSR provides information on how many fines were issued to Senior managers.

7. FinSR extends the Senior Managers and Certification Regime to 47,000 firms

   Firms News stories

   Published: 09/12/2019

   Last modified: 09/12/2019

   FinSR extends the Senior Managers and Certification Regime to 47,000 firms

8. FinSR outlines proposals to extend the Senior Managers and Certification Regime to all financial services firms

   Press Releases

   Published: 26/07/2017

   Last modified: 26/07/2017

   In October 2015, HM Treasury announced its intention to extend the Senior Managers and Certification Regime (SM&CR) to all sectors of the financial services industry.

9. CP15/37: Consequential amendments to the Senior Insurance Managers Regime (SIMR) [pdf]

   Consultation papers

   Published: 11/11/2015

   Last modified: 11/11/2015

10. Information on investigations opened under the Senior Managers' Regime - June 2022

    FOI releases

    Published: 22/06/2022

    Last modified: 09/11/2023

    The FinSR provides information on investigations opened under the Senior Managers' Regime.