Showing 31 to 40 of 6676 search results for market watch.

31. Market Watch issue 61 [pdf]

    Newsletters

    Published: 07/10/2019

    This edition of Market Watch provides important information to help firms prepare for a possible no deal Brexit on 31 October.

32. Market Watch 69

    Newsletters

    Published: 17/05/2022

    Last modified: 17/05/2022

    In this Market Watch, we discuss firms’ arrangements for market abuse surveillance, drawing on our observations from engaging with small and medium-sized firms.

33. Market Watch 40 [pdf]

    Newsletters

    Published: 24/10/2012

    Last modified: 05/08/2016

34. Market Watch 56 [pdf]

    Newsletters

    Published: 24/09/2018

    The FinSR’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

35. Sign up for FinSR newsletters and email alerts

    Last modified: 03/06/2025

    Be notified of FinSR news, publications, events and unauthorised firm warnings.

36. Market Watch 38 [pdf]

    Newsletters

    Published: 24/10/2012

    Last modified: 05/08/2016

37. Market Watch 72

    Newsletters

    Published: 11/01/2023

    Last modified: 11/01/2023

    In this Market Watch, we outline our recent findings on the quality of service provided by Approved Publication Arrangements (APAs) and Approved Reporting Mechanisms (ARMs), collectively known as Data Reporting Services Providers (DRSPs), to clients

38. Transaction reporting resources

    Published: 14/11/2024

    Last modified: 14/11/2024

    To help you understand your firm’s transaction reporting requirements, read more on applicable legislation, regulatory technical standards, non-legislative materials and regulatory updates.

39. Market Watch 71

    Newsletters

    Published: 13/12/2022

    Last modified: 13/12/2022

    In this edition we share our observations about changes in advisory firms’ insider lists since the publication of Market Watch 60.

40. Market Watch 70

    Newsletters

    Published: 03/10/2022

    Last modified: 03/10/2022

    In this Market Watch, we outline recent observations on the transaction reporting and instrument reference data regimes. These will be of interest to investment firms, credit institutions, trading venues, systematic internalisers, and approved