Showing 11 to 20 of 529 search results for senior insurance managers regime.

11. Joint FinSR and PRA statement Senior Managers and Certification Regime (SM&CR) and coronavirus (Covid-19): our expectations of dual-regulated firms

    Statements

    Published: 03/04/2020

    Last modified: 22/09/2022

    Joint FinSR and PRA statement Senior Managers and Certification Regime (SM&CR) and coronavirus (Covid-19): our expectations of dual-regulated firms

12. PS16/5: Strengthening accountability in banking and insurance: implementation of SM&CR and SIMR, and PRA requirements on regulatory references

    Policy statements

    Published: 15/02/2016

    Last modified: 26/05/2016

    This policy statement contains, among other things, the PRA and FinSR final rules to implement the proposals for applying the Senior Insurance Managers Regime (SIMR) to Swiss general insurers. ... In November 2015, the FinSR and PRA consulted in a joint

13. Reviewing your resources

    Tasks for firms

    Published: 03/08/2015

    Last modified: 15/02/2023

    If you are a regulated firm, or wish to become regulated, you should review the level of resources required to operate your business effectively.

14. Information on enforcement investigations into senior managers - May 2022

    FOI releases

    Published: 27/05/2022

    Last modified: 25/10/2022

    The FinSR answers questions multiple questions on enforcement investigations into senior managers.

15. Information on enforcement investigations opened against individuals (SMR) - May 2022

    FOI releases

    Published: 11/05/2022

    Last modified: 25/10/2022

    The FinSR provides data on enforcement investigations opened against individuals (SMR).

16. Event costs

    Last modified: 22/07/2025

    Overall approximate costs for public events that we organise and publicise, from April 2013 onwards.

17. Registration: Connect

    Published: 03/05/2016

    Last modified: 04/04/2025

    Connect is our online system for submitting applications and notifications. Find out how your firm can register on Connect.

18. New accountability regime for banks and insurers comes into force

    Press Releases

    Published: 07/03/2016

    Last modified: 19/04/2016

    The Senior Managers Regime for the banking sector and the Senior Insurance Managers Regime both come into force today. ... As a subsidiary of the FinSR, the Payment Systems Regulator (PSR), has also applied the Senior Managers Regime internally.

19. Climate Financial Risk Forum (CFRF)

    Firms

    Published: 11/08/2019

    Last modified: 10/10/2024

    The CFRF aims to enhance the financial services industry's ability to manage climate-related risks and opportunities through strategic risk management.

20. Strengthening accountability in banking and insurance: regulatory references final rules: PS16/22

    Policy statements

    Published: 28/09/2016

    Last modified: 24/02/2017

    We are publishing our final rules on regulatory references.