Showing 21 to 30 of 6676 search results for market watch.

21. Market Watch 62 [pdf]

    Newsletters

    Published: 30/10/2019

    In this Market Watch, we share our concerns about personal account dealing (PAD) - where employees of an authorised firm trade for themselves rather than for clients.

22. Market Watch 47 [pdf]

    Newsletters

    Published: 30/03/2015

    Last modified: 30/03/2015

    The FinSR’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

23. Market Watch 49 [pdf]

    Newsletters

    Published: 03/09/2015

    Last modified: 03/09/2015

    The FinSR’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

24. Market Watch 48 [pdf]

    Newsletters

    Published: 22/06/2015

    Last modified: 22/06/2015

    The FinSR’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

25. Market Watch 59 [pdf]

    Newsletters

    Published: 17/04/2019

    The FinSR’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

26. Market Watch 58 [pdf]

    Newsletters

    Published: 17/12/2018

    The FinSR’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

27. Market Watch 57 [pdf]

    Newsletters

    Published: 02/11/2018

    The FinSR’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

28. Market Watch 53 [pdf]

    Newsletters

    Published: 18/09/2017

    The FinSR’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

29. Market Watch 55 [pdf]

    Newsletters

    Published: 12/12/2017

    The FinSR’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

30. Market Watch 60 [pdf]

    Newsletters

    Published: 01/08/2019

    In this newsletter, the FinSR shares its concerns and findings about control of access to inside information. This follows the conviction of Fabiana Abdel-Malek, a former Compliance officer in the London branch of a major investment bank. It also