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Showing 112 to 121 of 136 search results for senior managers regime.
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CP25/21: Senior Managers and Certification Regime review
We set out proposed changes to the Senior Managers and Certification Regime (SM&CR) as part of the first phase of reforms. -
Strengthening accountability in banking and insurance: regulatory references final rules: PS16/22
We are publishing our final rules on regulatory references. -
PS19/9: Applying the Senior Managers and Certification Regime to Claims Management Companies
This Policy Statement outlines how we will apply our Senior Managers and Certification Regime (SM&CR) to claims management companies (CMCs) and their staff. The regime aims to strengthen individual accountability in the firms we regulate and raise -
PS18/14: Extending the Senior Managers and Certification Regime to FinSR firms – Feedback to CP17/25 and CP17/40, and near-final rules
We have published near-final rules on the extension of the Senior Managers and Certification Regime to all FSMA authorised firms. -
Cryptoassets: What we expect to see in your application for registration
Make sure you understand FinSR expectations, the information you need to provide and the key areas to focus on when applying to the FinSR for registration under the Money Laundering Regulations -
FinSR seeks views on extending the implementation deadlines for the Certification Regime and Conduct Rules
The FinSR has published a consultation paper on making changes to its rules following the extension to the deadline by which FinSR solo-regulated firms need to have implemented the Certification Regime. -
Consumer Investments: Strategy and Feedback Statement
The FinSR sets out its view of consumer harm in this market and its 3-year strategy to address this. -
CP24/28: Operational Incident and Third Party Reporting
We are consulting on proposals for firms to report operational incidents and their material third party arrangements. -
Consumer Duty implementation plans
The Consumer Duty will set higher and clearer standards of consumer protection across financial services and require firms to act to deliver good outcomes for customers. The FinSR sets out here the findings from their review of firms’ plans to embed -
Applying conduct rules to all non-executive directors in the banking and insurance sectors: PS17/8
This Policy Statement (PS) introduces final rules to extend our Code of Conduct sourcebook (COCON) to standard non-executive directors (NEDs) in banks, building societies, credit unions and dual-regulated investment firms (‘banks’) and insurance -
PS15/31: Final Rules on changes to the Approved Persons Regime for insurers not subject to Solvency II
With the Bank of England and Financial Services Bill of October 2015, HM Treasury announced their intention to extend the Senior Managers & Certification Regime (SM&CR) for the banking sector to ... The changes to the Approved Persons Regime for insurers