Publications

Showing 41 to 50 of 95 search results for .

41. Dear CEO letter: increased client money balances since coronavirus (Covid-19) [pdf]

    Dear CEO letters

    Published: 12/08/2020

    Last modified: 12/08/2020

    Dear CEO letter on increased client money balances since the coronavirus (Covid-19) pandemic.

42. Debt advice firms portfolio letter [pdf]

    Portfolio letters

    Published: 23/07/2020

    Our view of key risks debt advice firms pose to their consumers or the markets in which they operate, our expectations, and our supervisory strategy and programme of work...

43. Portfolio strategy letter for payment services firms and e-money issuers [pdf]

    Portfolio letters

    Published: 09/07/2020

    We set out the actions we expect you to take across 6 key areas to prevent harm to your customers by ensuring you are compliant with your regulatory obligations.

44. Dear CEO Letter to firms providing services to retail investors about coronavirus (Covid-19) [pdf]

    Dear CEO letters

    Published: 08/06/2020

    Last modified: 08/06/2020

    In the last few days the UK, and the world in general, has faced an unprecedented set of circumstances linked to the coronavirus (Covid-19) emergency...

45. Portfolio Letter on Risks Life Insurance firms pose to consumers or markets [pdf]

    Portfolio letters

    Published: 18/05/2020

    The purpose of this letter is to set out our view of the key risks of harm Life Insurance firms pose to their customers or the markets in which they operate.

46. Dear CEO: Ensuring fair treatment of corporate customers preparing to raise equity finance [pdf]

    Dear CEO letters

    Published: 28/04/2020

    We expect financial firms to continue to provide strong support and services to customers during this period of disruption due to the Coronavirus (Covid-19) pandemic.

47. Dear CEO letter: lending to small businesses [pdf]

    Dear CEO letters

    Published: 15/04/2020

    Over the past few weeks we have seen very significant efforts being made by the banking sector to deal with the impact of the coronavirus pandemic (Covid-19).

48. Dear CEO letter on insuring SMEs: business interruption [pdf]

    Dear CEO letters

    Published: 15/04/2020

    Over the past few weeks we have seen significant efforts being made by the insurance sector to deal with the impact of the coronavirus pandemic (Covid-19).

49. Dear CEO letter: Asset management firms: prepare now for the end of LIBOR [pdf]

    Dear CEO letters

    Published: 27/02/2020

    Last modified: 27/02/2020

    UK authorities have been clear that the intention is that LIBOR will cease to exist after end-2021.

50. Credit Brokers Portfolio Letter [pdf]

    Portfolio letters

    Published: 13/02/2020

    Key risks credit brokers should consider and act on.