Publications

Showing 11 to 20 of 90 search results.

11. Dear CEO Letter: The retention of interest earned on customers’ cash balances [pdf]

    Dear CEO letters

    Published: 12/12/2023

    Dear CEO Letter: The retention of interest earned on customers’ cash balances.

12. Capital deduction for redress: personal investment firms [pdf]

    Dear CEO letters

    Published: 29/11/2023

    Our Dear CEO letter as part of our consultation.

13. Dear CEO letter: Liquidity Management Multi-Firm Review [pdf]

    Dear CEO letters

    Published: 06/07/2023

    A Dear CEO Letter to inform the asset management industry of the conclusions and recommendations from our multi-firm review on fund liquidity management.

14. Dear CEO letter: British Steel Pension Scheme - concerns about third party actuarial providers [pdf]

    Dear CEO letters

    Published: 19/05/2023

    Since the FCA announced their decision to implement a redress scheme for former British Steel Pension Scheme (BSPS) members, they have become increasingly concerned by some financial advisory firms conducting redress calculations before the scheme

15. Dear CEO letter: ESG Benchmarks Review [pdf]

    Dear CEO letters

    Published: 20/03/2023

    FCA sets out assessment of the risks observed and the issues identified based on its preliminary review.

16. Dear CEO letter: British Steel Pension Scheme (BSPS) – third party information requests [pdf]

    Dear CEO letters

    Published: 27/01/2023

    This letter sets out our expectations of firms under the BSPS redress scheme.

17. Dear CEO letter: Our expectations of life insurers in relation to the cost of living [pdf]

    Dear CEO letters

    Published: 14/12/2022

    The FCA sets out it's expectations of life insurers in relation to the rising cost of living.

18. Dear CEO letter - Professional Indemnity Insurance for firms that advised on the British Steel Pension Scheme [pdf]

    Dear CEO letters

    Published: 28/11/2022

    FCA writes to firms to highlight our announcement of the BSPS redress scheme and set out our expectations of insurers (and where relevant, intermediaries) in relation to the treatment of these policyholders.

19. Dear CEO letter: Thematic findings on the effectiveness of governance in credit rating agencies [pdf]

    Dear CEO letters

    Published: 24/10/2022

    Dear CEO letter: Thematic findings on the effectiveness of governance in credit rating agencies.

20. Dear CEO letter: Expectations on rising cost of living and insurance [pdf]

    Dear CEO letters

    Published: 29/09/2022

    Dear CEO letter on the FCA's expectations of insurance firms with the rising cost of living