Publications

Showing 51 to 60 of 1144 search results.

51. Feedback: Advice Guidance Boundary Review

    Pensions Feedback statements

    Published: 15/11/2024

    Last modified: 15/11/2024

    We set out our updated approach to help people access financial and investment support.

52. PS24/16: Operational resilience: Critical third parties to the UK financial sector

    Policy statements

    Published: 12/11/2024

    Last modified: 12/11/2024

    We set out, jointly with the PRA and the Bank, the proposed requirements and expectations for critical third parties (CTPs).

53. PS24/15: Regulatory framework for pensions dashboard service firms November [pdf]

    Policy statements

    Published: 07/11/2024

    The FCA sets out rules for the initial launch of private sector Pensions Dashboard Services.

54. PS24/15: Regulatory framework for pensions dashboard service firms

    Policy statements

    Published: 07/11/2024

    Last modified: 08/11/2024

    We are consulting on new guidance for firms undertaking this new activity and 2 changes to the rules we originally proposed in CP22/5.

55. PS24/14: Improving transparency for bond and derivatives markets [pdf]

    Policy statements

    Published: 05/11/2024

    The FCA sets out changes to the UK bond and derivative transparency regime, including a Discussion Paper on the future of systematic internalisers.

56. PS24/14: Improving transparency for bond and derivatives markets

    Policy statements

    Published: 05/11/2024

    Last modified: 05/11/2024

    We are consulting on proposed changes to the bond and derivative transparency regime in the UK.

57. FG24/5: Prudential assessment of acquisitions and increases in control [pdf]

    Finalised guidance

    Published: 01/11/2024

    The FCA sets out expectations on how to identify controllers and submit the change in control notification.

58. FG24/5: Prudential assessment of acquisitions and increases in control

    Finalised guidance

    Published: 01/11/2024

    Last modified: 01/11/2024

    The FCA sets out guidance firms should follow from 1 November 2024 to identify controllers for the purposes of FSMA.

59. PS24/13: Joint PRA and FCA Consequential Amendments to BTS 2016/2251

    Policy statements

    Published: 31/10/2024

    Last modified: 31/10/2024

    We set out finalised changes to the UK EMIR bilateral margin requirements with the Prudential Regulation Authority (PRA).

60. PS24/12: Digital Securities Sandbox joint Policy Statement and Final Guidance

    Policy statements

    Published: 30/09/2024

    Last modified: 30/09/2024

    The FCA, alongside the Bank of England, is publishing a Policy Statement and Final Guidance to launch the Digital Securities Sandbox (DSS).