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Showing 1 to 10 of 2515 search results for .

  1. Multi-firm review of algorithmic trading controls: high-level observations

    Multi-firm reviews

    Published: 21/08/2025

    Last modified: 21/08/2025

    The FCA reviewed a sample of principal trading firms to assess their compliance with MiFID Regulatory Technical Standards (RTS) 6 and identify any areas of weakness in firms’ algorithmic control frameworks.
  2. Life insurers’ pension transfer process review

    Multi-firm reviews

    Published: 15/08/2025

    Last modified: 15/08/2025

    Findings from our multi-firm review of life insurers’ pension transfer process.
  3. FCA Cyber Coordination Group Insights 2024

    Good and poor practice

    Published: 14/08/2025

    Last modified: 15/08/2025

    A summary of discussions held throughout 2024 with industry members of the FCA’s Cyber Coordination Group programme.
  4. PS25/12: Changes to the safeguarding regime for payments and e-money firms [pdf]

    Policy statements

    Published: 07/08/2025

    FCA wants to strengthen the safeguarding regime and address weaknesses in the current safeguarding practices.
  5. Share buybacks in UK listed equities: Multi-firm review [pdf]

    Multi-firm reviews

    Published: 07/08/2025

    The FCA sampled 7 banks active in share buybacks. The banks were asked to complete an information request, followed up with questions and meetings.
  6. Payment Services and Electronic Money Our Approach, May 2026 draft version [pdf]

    Finalised guidance

    Published: 07/08/2025

    Draft version showing changes the FCA intends to make following PS25/12.
  7. Transaction governance in wholesale banks review

    Multi-firm reviews

    Published: 07/08/2025

    Last modified: 07/08/2025

    Our findings from a review of transaction governance.
  8. PS25/12: Changes to the safeguarding regime for payments and e-money firms

    Policy statements

    Published: 07/08/2025

    Last modified: 07/08/2025

    Feedback, FCA's response, final rules and guidance to proposals for the Supplementary Regime and Post-Repeal Regime.
  9. Multi-firm review into off-channel communications

    Multi-firm reviews

    Published: 07/08/2025

    Last modified: 07/08/2025

    Our findings on firms’ approach to off-channel communications.
  10. Climate reporting by asset managers, life insurers and FCA-regulated pension providers

    ESG Multi-firm reviews

    Published: 06/08/2025

    Last modified: 06/08/2025

    The FCA sets out the findings and next steps following its review into firms' climate reporting in line with its rules.
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