Publications

Showing 11 to 20 of 95 search results for .

11. Dear CEO Letter: Funeral Plan Providers [pdf]

    Dear CEO letters

    Published: 12/11/2021

    By 29 July 2022 all funeral plan providers and intermediaries must have appropriate authorisation to continue funeral plan activities.

12. A strategy for positive change: our ESG priorities

    Corporate documents

    Published: 03/11/2021

    Last modified: 21/07/2025

    The FCA's environmental, social and governance (ESG) strategy sets out our target outcomes and the actions we expect to take to deliver these, to support the transition to a net zero economy.

13. FCA Supervision Strategy for Lloyd’s & London Market Insurers and Others (LLM) [pdf]

    Portfolio letters

    Published: 12/10/2021

    Portfolio letter: FCA Supervision Strategy for Lloyd’s & London Market Insurers and Others (LLM) September 2021.

14. Portfolio letter: Wealth Management and Stockbroking Supervision Strategy [pdf]

    Portfolio letters

    Published: 30/09/2021

    Last modified: 30/04/2025

    A letter to provide an update of our view of key harms in this sector, our expectations of firms and a summary of the work we intend to do.

15. Personal and Commercial Lines Insurers portfolio letter [pdf]

    Portfolio letters

    Published: 25/08/2021

    Personal and Commercial Lines Insurers portfolio letter

16. Portfolio Letter: Supervisory Strategy for Life Insurers [pdf]

    Portfolio letters

    Published: 19/08/2021

    Last modified: 30/04/2025

    FCA portfolio letter on the supervisory strategy for life insurers.

17. Portfolio strategy letter: investment-based crowdfunding [pdf]

    Portfolio letters

    Published: 17/08/2021

    Portfolio strategy letter: investment-based crowdfunding.

18. Portfolio letter: Mortgage Third Party Administrators [pdf]

    Portfolio letters

    Published: 10/08/2021

    Last modified: 30/04/2025

    Portfolio letter: Mortgage third party administrators.

19. Portfolio letter: Outsourcing to third party mortgage administrators [pdf]

    Portfolio letters

    Published: 10/08/2021

    Last modified: 30/04/2025

    Portfolio letter: Outsourcing to third party mortgage administrators.

20. Dear CEO letter: SME Lending - our expectations of firms in reporting BBLS fraudulent activity [pdf]

    Dear CEO letters

    Published: 28/07/2021

    Dear CEO letter: SME Lending - our expectations of firms in reporting BBLS fraudulent activity