Publications

Showing 31 to 40 of 95 search results for .

31. Portfolio letter: FCA Supervision Strategy for Lloyd’s & London Market Insurers and Others [pdf]

    Portfolio letters

    Published: 23/11/2020

    Last modified: 23/11/2020

    FCA lettr setting out our view of the key potential risks of harm to your customers or the markets you operate in.

32. Portfolio letter: Credit Reference Agencies and Credit Information Service Providers [pdf]

    Portfolio letters

    Published: 20/11/2020

    Last modified: 20/11/2020

    The letter outlines our view of the risks of harm Credit Reference Agencies and Credit Information Service Providers.

33. Portfolio letter: FCA supervision strategy for Price Comparison Websites (PCWs) [pdf]

    Portfolio letters

    Published: 16/11/2020

    Last modified: 16/11/2020

    The letter outlines drivers of harm with PCW and our supervisory strategy for these.

34. FCA Supervision Strategy for Lloyd’s & London Market Intermediaries and Managing General Agents (LLMI) Portfolio Letter [pdf]

    Portfolio letters

    Published: 03/11/2020

    FCA Supervision Strategy for Lloyd’s & London Market Intermediaries and Managing General Agents (LLMI) portfolio letter.

35. Mortgage Intermediaries portfolio letter [pdf]

    Portfolio letters

    Published: 29/10/2020

    Last modified: 29/10/2020

    Our Mortgage Intermediaries supervision strategy covers the period to December 2021 and includes a programme of work to mitigate the harms we have identified, including second charge and lifetime mortgage advice.

36. Portfolio letter: Claims Management Companies (CMCs) [pdf]

    Portfolio letters

    Published: 26/10/2020

    Last modified: 26/10/2020

    This portfolio letter includes lead generators (which seek out, refer and identify claims), and other claims management companies which advise a claimant or potential claimant, investigate a claim or represent a claimant in relation to claims across...

37. Dear CEO letter: adequate client assets arrangements [pdf]

    Dear CEO letters

    Published: 30/09/2020

    Last modified: 30/09/2020

    This letter highlights areas that are important to maintaining adequate client assets arrangements in the current environment.

38. Dear CEO letter: adequate client money arrangements – for general insurance intermediaries [pdf]

    Portfolio letters

    Published: 30/09/2020

    Last modified: 30/09/2020

    For general insurance intermediaries, this letter highlights areas important to maintain adequate client money arrangements in the current environment.

39. Dear CEO letter: Business Interruption Insurance [pdf]

    Dear CEO letters

    Published: 18/09/2020

    Last modified: 18/09/2020

    Following the Business interruption insurance test case judgment, the FCA’s next steps and expectations of insurers over the coming weeks and months.

40. General Insurance Portfolio Letter [pdf]

    Portfolio letters

    Published: 04/09/2020

    Last modified: 04/09/2020

    This letter outlines the FCA Supervision Strategy for Personal and Commercial Lines Insurance Intermediaries.