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Showing 1 to 10 of 4015 search results.
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Final Notice 2025: PAYMENTSMB LIMITED [pdf]
This Final Notice refers to a failure to carry on payment service activities. We imposed a cancellation. -
Final Notice 2025: Motmaen Limited [pdf]
This Final Notice refers to breaches of Payment Services Regulations 2017 related to the failure to meet the conditions of registration. We imposed a cancellation. -
Final Notice 2025: Landmark Law Limited [pdf]
This Final Notice refers to a failure to satisfy the suitability threshold condition (COND 2.5). We imposed a cancellation. -
Final Notice 2025: SHC Accident Helpline Limited [pdf]
This Final Notice refers to a failure to satisfy the suitability threshold condition (COND 2.5). We imposed a cancellation. -
Final Notice 2025: Sigma Broking Limited [pdf]
This Final Notice (Sigma Broking Limited) refers to breaches of PRIN 3 and MiFIR related to transaction reporting in the trading firm sector. We imposed a financial penalty. -
Final Notice 2025: Predictive Black Ltd [pdf]
This Final Notice refers to breaches of the Payment Services Regulations 2017 related to the failure to meet the conditions of registration. We imposed a cancellation. -
Final Notice 2025: Markos Theodosi Markou [pdf]
We issued a Final Notice following the Supreme Court’s rejection of Mr Markou's application to appeal the Court of Appeal’s judgment dated 17 December 2024. This Final Notice refers to a breach of Statement of Principle 1 (Integrity) of the -
Final Notice 2025: Fair Return Legal Services Limited [pdf]
This Final Notice refers to a failure to satisfy the suitability and appropriate resources threshold condition. We imposed a cancellation. -
Final Notice 2025: James Edward Staley [pdf]
This Final Notice refers to breaches of the Senior Management Conduct Rules and Individual Conduct Rules relating to integrity and the disclosure of information to and relations with regulators. We have issued a Final Notice to impose a financial -
Final Notice 2025: Mr Jean-Noel Yves Alba [pdf]
This Final Notice has breaches of APER 1 and 4 and Individual Conduct Rule 1 and 3 (not acting with integrity/dealing with us openly) with a prohibition and fine.