Publications

Showing 12 to 21 of 274 search results for mifid.

12. MiFiD: Regulation of markets in financial instruments

    Markets in Financial Instruments Directive (MiFiD) information for investment firms and trading venues.

13. Multi-firm review of liquidity risk management at wholesale trading firms

    Multi-firm reviews

    Published: 10/03/2025

    Last modified: 11/03/2025

    This paper summarises our observations from the multi-firm review of liquidity risk management at a range of wholesale trading (sell-side) firms.

14. Private market valuation practices

    Policy and guidance Multi-firm reviews

    Published: 05/03/2025

    Last modified: 05/03/2025

    The FCA sets out the results of a review into valuation processes for private market assets.

15. Ongoing financial advice services

    Policy and guidance Multi-firm reviews

    Published: 24/02/2025

    Last modified: 24/02/2025

    The FCA sets out findings from our review of whether financial advisers are delivering the ongoing advice services that consumers have paid for.

16. PS25/1: Reforming the commodity derivatives regulatory framework

    Policy statements

    Published: 05/02/2025

    Last modified: 06/02/2025

    This Policy Statement sets out the FCA response concerning position limits, the exemptions from those limits, position management controls and the reporting regime.

17. Information on RTS 22 transaction reporting -January 2025

    FOI releases

    Published: 16/01/2025

    Last modified: 28/02/2025

    FCA provides information on RTS 22 transaction reporting.

18. Information on FCA MDP portal - January 2025

    FOI releases

    Published: 15/01/2025

    Last modified: 28/02/2025

    FCA provides information on FCA MDP portal.

19. Information on MDP rejection codes - January 2025

    FOI releases

    Published: 09/01/2025

    Last modified: 28/02/2025

    FCA provides information on MDP rejection codes.

20. Primary Market Bulletin 53

    Newsletters

    Published: 13/12/2024

    Last modified: 13/12/2024

    In this edition we consult on proposed changes to guidance in our Knowledge Base for the listing regime.

21. CP24/24: The MiFID Organisational Regulation

    Consultation papers

    Published: 27/11/2024

    Last modified: 02/04/2025

    We are consulting on proposals to transfer the firm-facing requirements of the MiFID Org Reg into FCA Handbook rules.

22. CP24/24: The MiFID Organisational Regulation [pdf]

    Consultation papers

    Published: 27/11/2024

    We are consulting on proposals to transfer the firm facing requirements of the MiFID Org Reg into FCA handbook rules.