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Showing 41 to 50 of 5563 search results.
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Final Notice 2025: Landmark Law Limited [pdf]
This Final Notice refers to a failure to satisfy the suitability threshold condition (COND 2.5). We imposed a cancellation. -
Notice of Decision 2025: Prestige Auto Leasing [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: EXOTIC IMPORTS & SERVICES LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2025: SHC Accident Helpline Limited [pdf]
This Final Notice refers to a failure to satisfy the suitability threshold condition (COND 2.5). We imposed a cancellation. -
Notice of Decision 2025: House & Jackson LLP [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2025: Sigma Broking Limited [pdf]
This Final Notice (Sigma Broking Limited) refers to breaches of PRIN 3 and MiFIR related to transaction reporting in the trading firm sector. We imposed a financial penalty. -
Notice of Decision 2025: J.D. AUTOS (N.I.) LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: Jonathan Burge [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: Speedoo Cars Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: Digicopy Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.