Publications

Showing 51 to 60 of 208 search results.

51. Investment management data – Annual Report 2020/21

    Data

    Published: 15/07/2021

    Last modified: 15/07/2021

    In our 2020/21 Business Plan, we made a commitment to provide a range of metrics to assess the impact of actions put in place since our Asset Management Market Study in 2016.  

52. Aggregate complaints data to 2020 H2 [xlsx]

    Data

    Published: 29/04/2021

    Aggregate sector wide firm complaints data for 2020 H2. Including opened, closed, upheld, speed of closure and redress.

53. Firm level complaints data 2020 H2 [xlsx]

    Data

    Published: 29/04/2021

    Firm level complaints data 2020 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.

54. Aggregate complaints data: 2020 H2

    Data

    Published: 29/04/2021

    Last modified: 29/04/2025

    This page focuses on complaints that financial services firms reported to us during the second half (H2) of 2020, between 1 July and 31 December 2020. This includes the latest trends and analysis by product group.

55. Information on open investigations related to the asset management sector - April 2021

    FOI releases

    Published: 14/04/2021

    Last modified: 25/10/2022

    The FCA provides information on investigations it has launched in relation to the asset management sector and senior management functions.

56. Consumer investments data review 2020

    Data

    Published: 18/01/2021

    Last modified: 13/06/2023

    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 January and 31 October 2020.

57. The coronavirus (Covid-19) financial resilience survey data

    Data

    Published: 07/01/2021

    Last modified: 07/01/2021

    The results from the FCA's financial resilience surveys that were sent to 23,000 regulated firms. Through the surveys the FCA is understanding the real-time effect the pandemic is having on the finances of the firms it prudentially regulates.

58. Aggregate complaints data to 2020 H1 [xlsx]

    Data

    Published: 15/12/2020

    Aggregate sector wide firm complaints data for 2020 H1. Including opened, closed, upheld, speed of closure and redress.

59. Firm level complaints data 2020 H1 [xlsx]

    Data

    Published: 15/12/2020

    Firm level complaints data 2020 H1. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.

60. Aggregate complaints data: 2020 H1

    Data

    Published: 15/12/2020

    Last modified: 29/04/2025

    This page focuses on complaints that financial services firms reported to us during the first half (H1) of 2020, between 1 January and 30 June 2020. This includes the latest trends and analysis by product group.