Publications
Search results
Showing 1 to 10 of 113 search results.
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Multi-firm review of algorithmic trading controls: high-level observations
The FCA reviewed a sample of principal trading firms to assess their compliance with MiFID Regulatory Technical Standards (RTS) 6 and identify any areas of weakness in firms’ algorithmic control frameworks. -
Life insurers’ pension transfer process – review
Findings from our multi-firm review of life insurers’ pension transfer process. -
Share buybacks in UK listed equities: Multi-firm review [pdf]
The FCA sampled 7 banks active in share buybacks. The banks were asked to complete an information request, followed up with questions and meetings. -
Transaction governance in wholesale banks – review
Our findings from a review of transaction governance. -
Multi-firm review into off-channel communications
Our findings on firms’ approach to off-channel communications. -
Climate reporting by asset managers, life insurers and FCA-regulated pension providers
The FCA sets out the findings and next steps following its review into firms' climate reporting in line with its rules. -
Data quality controls in benchmarks sector – review
Findings and lessons learned from FCA review of how benchmark administrators manage data risks. -
Motor Insurance Claims Analysis - multi-firm review [pdf]
Our findings on drivers of rising claims costs and claims practices. -
Motor insurance claims analysis
We set out our findings on the causes of increased premiums, particularly increased claims costs, to support the work of the Motor Insurance Taskforce. -
Risk management and wind-down planning at e-money and payments firms – multi-firm review
The FCA has published findings on enterprise and liquidity risk management and wind-down planning. Find out about expectations, good practice and areas for improvement.