Publications
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Dear CEO letter: FCA expectations of general insurance firms undertaking pricing activities [pdf]
On 31 October 2018, the FCA wrote to CEOs regarding our expectations of general insurance firms undertaking pricing... -
Dear CEO letter: Due diligence requirements for Self-Invested Pension Plan (SIPP) investments [pdf]
On 30 October 2018, the FCA wrote to CEOs regarding due diligence requirements for Self-Invested Pension Plan (SIPP) investments. -
Dear CEO: Affordability of high-cost short-term credit loans [pdf]
On 15 October, the FCA wrote to CEOs of high-cost short-term credit firms (payday lenders) regarding the issues surrounding the increase in complaints about unaffordable lending, and set out how the FCA expect firms to review their current practices... -
Dear CEO letter: The FCA’s expectations of debt packager firms providing debt advice and counselling services [pdf]
The FCA have undertaken a review of a small sample of debt advice provided by Debt Packager firms and are very concerned about the poor standards we have seen. The poor standards may result in investigation by our Enforcement Division. This will... -
Dear CEO letter: Firms’ preparations for transition from LIBOR to risk-free rates - banks [pdf]
The Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) are writing to the CEOs of large banks... -
Dear CEO letter: Firms’ preparations for transition from LIBOR to risk-free rates - insurers [pdf]
The Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) are writing to the -
Dear CEO letter: Cross-Border Booking Arrangements [pdf]
The UK’s withdrawal from the EU has necessarily resulted in firms needing to put into place contingency plans which when executed will... -
Dear CEO letter: Cryptoassets and financial crime [pdf]
The FCA writes to firms regarding good practice for how they should handle the financial crime risks posed by cryptoassets. -
Dear CEO letter: Irredeemable preference shares and other similar capital instruments [pdf]
Irredeemable preference shares and other similar capital instruments. -
Dear CEO letter: Quality of Prudential Regulatory Returns [pdf]
FCA requests that CEOs of IFPRU investment firms and BIPRU firms review their firm’s regulatory reporting practices.