Publications

Showing 11 to 20 of 4065 search results.

11. Final notice 2025: Barclays Bank plc [pdf]

    Final notices

    Published: 16/07/2025

    This Final Notice (Barclays Bank plc) refers to a breach of PRIN 2 related to failures to identify and manage financial crime risks in the Corporate Banking sector. The FCA imposed a financial penalty.

12. Final Notice 2025: Barclays Bank UK plc [pdf]

    Final notices

    Published: 16/07/2025

    This Final Notice (Barclays Bank UK plc) refers to breaches of Principle 3 and SYSC, related to failing to gather sufficient information to detect and prevent financial crime in the Corporate Banking sector. The FCA imposed a financial penalty.

13. Final Notice 2025: David Arden [pdf]

    Final notices

    Published: 14/07/2025

    This Final Notice refers to being knowingly concerned in contravention of Listing Rule 1.3.3R. We imposed a financial penalty.

14. Final Notice 2025: Craig Donaldson [pdf]

    Final notices

    Published: 14/07/2025

    This Final Notice refers to being knowingly concerned in contravention of Listing Rule 1.3.3R. We imposed a financial penalty.

15. Final Notice 2025: Laurence Bishop (trading as Farnham Van Sales) [pdf]

    Final notices

    Published: 11/07/2025

    This Final Notice refers to an application to annul the Authority’s decision to vary and/or cancel a firm’s Part 4A permission. We refused the application.    

16. Final Notice 2025: Monzo Bank Limited [pdf]

    Final notices

    Published: 08/07/2025

    This Final Notice refers to breaches of PRIN 3 and s.55L of FSMA related to conduct in the retail banks

17. Final Notice 2025: PARAM@ UK LTD [pdf]

    Final notices

    Published: 07/07/2025

    This final notice refers to breaches of Electronic Money Regulations 2011 related to a failure to meet the conditions of registration. We imposed a cancellation.

18. Final Notice 2025: Marta Kosciuk [pdf]

    Final notices

    Published: 27/06/2025

    This Final Notice refers to breaches of FIT related to a lack of fitness and propriety. We imposed a prohibition and withdrew approval.

19. Final Notice 2025: Compensate Yourself Ltd [pdf]

    Final notices

    Published: 27/06/2025

    This Final Notice refers to breaches of COND. We imposed a cancellation of Part 4A permissions.

20. Final Notice 2025: GC MOTORS (YORKSHIRE) LTD [pdf]

    Final notices

    Published: 26/06/2025

    This Final Notice refers to a failure to satisfy the appropriate resources Threshold Condition. We imposed a cancellation.