Publications

Showing 31 to 40 of 650 search results.

31. modification-by-consent-of-sup-16-23a-6-direction.docx [docx]

    Forms

    Published: 11/09/2023

    This modification by consent will enable the Employer’s Liability Trading Office (ELTO) to be classed as 'an auditor' for the purposes of ICOBS 8.4.4R (1) (C)

32. Trade Repository - Withdrawal of registration form [docx]

    Forms

    Published: 12/04/2023

    Trade Repository: Application to withdraw registration

33. Securitisation Repository - Withdrawal of Registration form [docx]

    Forms

    Published: 12/04/2023

    Securitisation Repository - Application to withdraw registration form

34. Working men's club annual return form (AR41) [docx]

    Forms

    Published: 27/01/2023

    Paper form for working men's club annual return (AR41)

35. Financial analysis template for mortgage intermediaries - incorporated companies [xlsx]

    Forms

    Published: 23/01/2023

    Template for mortgage intermediaries (incorporated companies) when submitting authorisation applications.

36. Template for financials for mortgage intermediaries – sole trader and partnerships [xlsx]

    Forms

    Published: 23/01/2023

    Template for mortgage intermediaries (sole trade and partnerships) when submitting authorisation applications.

37. CRAs application for certification (form) [docx]

    Forms

    Published: 29/12/2022

    Last modified: 29/12/2022

    Application for certification form for credit rating agencies (CRAs).

38. CRAs application for registration (notes) [docx]

    Forms

    Published: 29/12/2022

    Last modified: 29/12/2022

    Application for registration notes for credit rating agencies (CRAs).

39. Modification by consent for EEA Insurers: GEN, SYSC, TC, MIPRU, ICOBS, PROD and SUP [pdf]

    Forms

    Published: 28/10/2022

    Find out more about modification by consent for EEA Insurers: GEN, SYSC, TC, MIPRU, ICOBS, PROD and SUP

40. Modification by consent for EEA Intermediaries: GEN, SYSC, TC, MIPRU, ICOBS, PROD and SUP [pdf]

    Forms

    Published: 28/10/2022

    Find out more about modification by consent for EEA Intermediaries: GEN, SYSC, TC, MIPRU, ICOBS, PROD and SUP