Publications
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Multi-firm review of algorithmic trading controls: high-level observations
The FCA reviewed a sample of principal trading firms to assess their compliance with MiFID Regulatory Technical Standards (RTS) 6 and identify any areas of weakness in firms’ algorithmic control frameworks. -
Notice of Decision 2025: Amayr Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: JQC LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: Eden Prestige Sales Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: Sheffield Motorcycles (Off Road) Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: Barclay Blackthorn Legal Services Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: Big Wave Campers Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: Kent Garage Equipment Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Generating and using synthetic data for models in financial services: governance considerations [pdf]
This report looks at how leading firms are working through questions of governance, compliance, and trust relating to synthetic data. -
Generating and using synthetic data for models in financial services: governance considerations
This report provides insights on assessing and mitigating common challenges associated with synthetic data use.