Publications

Showing 21 to 30 of 63 search results for market watch.

21. Information on transaction reporting under MiFIR - May 2022

    FOI releases

    Published: 11/05/2022

    Last modified: 25/10/2022

    The FCA answers questions regarding transaction reporting under MiFIR.

22. Information on fines for lack of voice recording compliance - March 2022

    FOI releases

    Published: 14/03/2022

    Last modified: 25/10/2022

    The FCA provides information on fines for lack of voice recording compliance.

23. Market Watch 68

    Newsletters

    Published: 16/11/2021

    Last modified: 19/11/2021

    In this Market Watch we discuss web-based trading platforms, which are widely used for Rates and Fixed Income products and share our concerns about gaps in users’ surveillance of web-based platform activity.

24. Business Plan 2021/22

    Business plans

    Published: 15/07/2021

    Last modified: 19/08/2021

    Our Business Plan 2021/22 explains how we see our future role and priorities, how we intend to deliver them and how we will measure our performance.

25. Market Watch 67

    Newsletters

    Published: 28/05/2021

    Last modified: 28/05/2021

    Newsletter on market conduct and transaction reporting issues.

26. Consumer investments data review 2020

    Data

    Published: 18/01/2021

    Last modified: 13/06/2023

    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 January and 31 October 2020.

27. Market Watch 66

    Newsletters

    Published: 11/01/2021

    Last modified: 22/01/2021

    In this Market Watch, we set out our expectations for firms on recording telephone conversations and electronic communications when alternative working arrangements are in place, including increased homeworking.

28. Market Watch 65: Newsletter on market conduct and transaction reporting issues [pdf]

    Newsletters

    Published: 07/09/2020

    Last modified: 07/09/2020

    This Market Watch we discuss how inappropriate handling of information requirements issued by FCA.

29. Market Watch issue 64: market conduct and Brexit and MiFID II transaction reporting issues [pdf]

    Newsletters

    Published: 27/08/2020

    Last modified: 27/08/2020

    This edition of Market Watch provides important information to help MiFID II firms prepare for the end of the transition period.

30. Market Watch issue 63: market conduct and discipline in context of coronavirus [pdf]

    Newsletters

    Published: 27/05/2020

    This edition of Market Watch provides important information to market conduct and discipline in context of coronavirus.