Publications
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Showing 1 to 10 of 939 search results.
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Multi-firm review of algorithmic trading controls: high-level observations
The FCA reviewed a sample of principal trading firms to assess their compliance with MiFID Regulatory Technical Standards (RTS) 6 and identify any areas of weakness in firms’ algorithmic control frameworks. -
Life insurers’ pension transfer process – review
Findings from our multi-firm review of life insurers’ pension transfer process. -
Share buybacks in UK listed equities: Multi-firm review [pdf]
The FCA sampled 7 banks active in share buybacks. The banks were asked to complete an information request, followed up with questions and meetings. -
Transaction governance in wholesale banks – review
Our findings from a review of transaction governance. -
Multi-firm review into off-channel communications
Our findings on firms’ approach to off-channel communications. -
Climate reporting by asset managers, life insurers and FCA-regulated pension providers
The FCA sets out the findings and next steps following its review into firms' climate reporting in line with its rules. -
Research Note annex: Digital design for financial products and services [pdf]
Balance checks and results tables for the Research Note. -
Research Note: Digital design for financial products and services [pdf]
We investigated the consumer impact of sludge, deceptive design, timeliness and simplification. -
Research Note: Digital design for financial products and services: Consumer impact of sludge, deceptive design, timeliness and simplification
The FCA investigated the effect that harmful digital design practices, such as sludge and deceptive design, can have on how consumers make financial decisions. -
A closer look at the UK tick size
FCA economists Guidogiorgio Bodrato, Sam Hainsworth, Silvia Lozano Guerrero, and Khashayar Rahimi examine how well the UK Tick Size Regime performed in 2024, focusing on the impact of annual reclassifications on market quality.