Publications
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Sustainability entity report [pdf]
What a sustainability entity report should contain, including requirements for firms using labels or sustainability-related terms in their product names and marketing. -
How some of the Authorities' payments work fits together [pdf]
This diagram sets out the roles and responsibilities of each Authority across key payments-related workstreams. -
Principles of a motor finance consumer redress scheme [pdf]
In designing a redress scheme, the FCA would be guided by 7 principles. -
Notification of certain material changes to a Recognised Collective Investment Scheme/sub-fund(s) subject to the Overseas Funds Regime (OFR) [pdf]
This user guide will help you Notify the FCA of certain material changes to an already recognised Overseas Funds Regime Collective Investment Scheme/sub-fund(s). -
FCA AI Sprint [pdf]
Find out more about our AI Sprint to help inform our regulatory approach to the use of AI in financial services. -
DSS applicant supporting notes [pdf]
Supporting notes for applicants applying to the Digital Securities Sandbox (DSS). -
Connect User Guide: recognition of a qualifying umbrella overseas collective investment scheme under the OFR [pdf]
A guide to applying on Connect for recognition of a qualifying umbrella overseas collective investment scheme under the Overseas Funds Regime. -
Connect User Guide: recognition of a qualifying standalone overseas collective investment scheme under the OFR [pdf]
A guide to submitting an application on Connect for recognition of a qualifying Standalone Overseas Collective Investment Scheme under the Overseas Funds Regime. -
Connect User Guide: recognition of a qualifying umbrella overseas collective investment scheme under the OFR (TMPR Scheme) [pdf]
A guide to applying on Connect for recognition of a qualifying umbrella overseas collective investment scheme in the Temporary Marketing Permissions Regime to the Overseas Funds Regime. -
Connect User Guide: recognition of a qualifying standalone overseas collective investment scheme under the OFR (TMPR Scheme) [pdf]
A guide to applying on Connect for recognition of a qualifying Standalone Overseas Collective Investment Scheme in the Temporary Marketing Permissions Regime to the Overseas Funds Regime.