Publications

Showing 71 to 80 of 4065 search results.

71. Final Notice 2024: Metro Bank plc [pdf]

    Final notices

    Published: 12/11/2024

    This Final Notice (Metro Bank plc) refers to breaches of PRIN 3 and associated SYSC rules relating to a lack of systems and controls concerning financial crime in the Retail Bank sector. We imposed a financial penalty.

72. Final Notice 2024: Leigh Mackey [pdf]

    Final notices

    Published: 11/11/2024

    This Final Notice (Leigh Mackey) refers to breaches of APER 1, APER 4 and COCON related to failing to act with integrity and failing to be open and co-operative in the General Insurance and Protection sector. We imposed a financial penalty and

73. First Supervisory Notice 2024: MRA Property Investments Limited [pdf]

    Supervisory notices

    Published: 11/11/2024

    For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the FCA has decided to impose the following requirements on MRA Property Investments Limited with immediate

74. Consolidated list of waivers, modifications and CRR permissions granted [xlsx]

    Waivers and CRR notices

    Published: 06/11/2024

    Last modified: 31/07/2025

    Consolidated list of waivers, modifications and CRR Permissions

75. Final Notice 2024: Rashid Akhtar United Commercial Trading [pdf]

    Final notices

    Published: 04/11/2024

    This Final Notice refers to an application to annul the Authority’s decision to cancel a firm’s Part 4A permission. We refused the application.

76. Warning Notice Statement 24/4 [pdf]

    Warning notices

    Published: 01/11/2024

    The FCA gave Crispin Odey a warning notice on 18 September 2024 proposing to take action in respect of the conduct summarised in this statement

77. Final Notice 2024: Paul Adams [pdf]

    Final notices

    Published: 31/10/2024

    This Final Notice refers to breaches of APER 6 and APER 7 related to a failure to provide suitable pension transfer advice to defined benefit pension customers.

78. Final Notice 2024: Steven Lawrence Hodgson [pdf]

    Final notices

    Published: 31/10/2024

    This Final Notice refers to breaches of APER 2 and APER 7 related to a failure to provide suitable pension transfer advice to defined benefit pension customers.

79. Final Notice 2024: Kristo Käärmann [pdf]

    Final notices

    Published: 28/10/2024

    This Final Notice refers to a breach of COCON 2.2.4R SC4, related to Kristo Käärmann’s failure to disclose appropriately information to the Authority. We imposed a financial penalty.

80. Second Supervisory Notice 2024: Business Agent Limited [pdf]

    Supervisory notices

    Published: 22/10/2024

    Second Supervisory Notice 2024: Business Agent Limited