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Firms contacted in relation to the unquoted holdings limit - February 2022
The FCA replies to multiple questions related to the unquoted holdings limit. -
Financial promotions quarterly data 2021 Q4
The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for 2021 Q4. -
Financial promotions data 2021
The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2021 to 31 December 2021. -
FCA regulated Crypto companies - February 2022
FCA provides information on crypto firms. -
Newly Authorised Funds over last 10 years - January 2022
The FCA provides data regarding new authorised funds. -
Information on regulated firms dealing with investments - 6 December 2021
The FCA responds to multiple questions on regulated firm permissions for investments and pensions. -
Information on failed firms involved with retail minibonds - December 2021
The FCA provides information on FCA-regulated firms that failed over the last 5 years that had been involved in issuing/distribution retail minibonds. -
Number of Forex scams reported - November 2021
FCA provides the number of Forex scams reported to it in the last 3 years. -
Aggregate complaints data to 2021 H1 [xlsx]
Aggregate sector wide firm complaints data for 2021 H1. Including opened, closed, upheld, speed of closure and redress. -
Firm level complaints data 2021 H1 [xlsx]
Firm level complaints data 2021 H1. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.