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Showing 12 to 21 of 238 search results for market abuse.
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Market Abuse
Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place. -
FCA charges two individuals with multiple fraud charges
We have started criminal proceedings against Kerry Nelson and Jacqueline Stephens for alleged fraud, forgery, and money laundering. -
FCA charges Hampshire-based independent financial adviser with multiple fraud offences
The FCA has charged independent financial adviser Lisa Campbell with criminal offences. -
Culture is contagious
Speech by Emily Shepperd, chief operating officer, at the 10th Annual Culture and Conduct in Financial Services Summit. -
FCA issues first fine for transaction reporting failures under MiFIR
Infinox Capital Limited has been fined £99,200 by the FCA for failing to submit 46,053 transaction reports which risked market abuse going undetected. -
FCA charges John Dance with offences related to WealthTek
The FCA has charged John Dance with 9 criminal offences, including multiple counts of fraud and money laundering. -
FCA seeks feedback on plans to improve the transparency of the UK’s crypto markets
Clear crypto regulation will improve the integrity of the UK’s crypto markets, help protect people and support the UK's growth and competitiveness. -
FCA fines former airline executive for trading during closed periods and for trade disclosure failures
The FCA has fined András Sebők, former executive at Wizz Air, £123,500 for trading company shares when he wasn’t permitted to, and failing to disclose trades. -
Developing our approach to crypto regulation
Earlier this year, we held a series of roundtables to gather views that can help shape how we approach regulating specific areas of crypto. -
A revision of our market cleanliness statistic methodology
The FCA is improving the accuracy of the market cleanliness statistic (MCS), used in its annual report to measure insider trading. -
Director fined £1.1m and banned for misusing funds due to insurers
The FCA has banned Leigh Mackey from working in financial services and fined him £1,102,879 for misleading the FCA and misusing funds due to insurers.