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Showing 52 to 61 of 238 search results for market abuse.

52. Market Abuse

    Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.

53. Critical issues in financial regulation: The FCA's perspective

    Speeches

    Published: 26/04/2022

    Last modified: 28/04/2022

    Speech by our CEO, Nikhil Rathi, delivered at City Week 2022.

54. Events in Ukraine – impact on financial markets

    Statements

    Published: 03/03/2022

    Last modified: 03/03/2022

    Russia’s invasion of Ukraine is having a significant impact on financial markets.

55. Former Redcentric CFO sentenced to five and a half years imprisonment

    Press Releases

    Published: 03/03/2022

    Last modified: 03/03/2022

    Tim Coleman sentenced to five and a half years imprisonment and disqualified from being a director for ten years.

56. 2022 fines

    News stories

    Published: 28/02/2022

    Last modified: 04/01/2023

    Enforcement fines published in 2022.

57. Former CFO and Finance Director guilty of misleading investors in case brought by the FCA, former CEO found not guilty

    Press Releases

    Published: 11/02/2022

    Last modified: 11/02/2022

    Timothy Coleman, Redcentric Plc's former Chief Financial Officer, has been found guilty of 4 charges concerning the making of false and misleading statements to the market.

58. Statement on supervision of commodity derivatives position limits

    Statements

    Published: 20/12/2021

    Last modified: 20/12/2021

    In December 2020, we published a Supervisory Statement setting out our approach to operating the MiFID markets regime after the end of the EU withdrawal transition period.

59. FCA proposes stronger requirements on oversight of appointed representatives

    Press Releases

    Published: 03/12/2021

    Last modified: 03/12/2021

    FCA launches consultation on improving the appointed representatives regime and tackling harm from this model.

60. FCA takes action against debt packager firms

    Press Releases

    Published: 20/07/2021

    Last modified: 20/07/2021

    5 firms have stopped providing regulated debt advice until further notice and the FCA has used formal powers to stop another firm from providing regulated advice

61. Transforming to a forward-looking, proactive regulator

    Speeches

    Published: 15/07/2021

    Last modified: 15/07/2021

    Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.

62. Statement on supervision of commodity position limits

    Statements

    Published: 09/07/2021

    Last modified: 09/07/2021

    In December 2020, we published a Supervisory Statement setting out our approach to the operation of the MiFID markets regime after the end of the EU withdrawal transition period.