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Showing 21 to 30 of 859 search results for enforcement.
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FCA bans former Credit Suisse vice president following US criminal conviction
The FCA has banned Detelina Subeva from the UK financial services industry. -
FCA confiscates over £300,000 from convicted fraudsters
The FCA has secured confiscation orders against Raheel Mirza, Cameron Vickers and Opeyemi Solaja for their roles in an investment fraud. -
Two brothers plead guilty to insider dealing
Matthew and Nikolas West pleaded guilty to insider dealing, following a prosecution brought by the FCA. -
David Geale appointed executive director for payments and digital finance
The FCA appoints David Geale in permanent roles at the FCA and PSR. -
Our agenda to combat market abuse
Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at the Market Abuse and Market Manipulation Summit. -
Working together to deliver our enforcement priorities
Speech by Therese Chambers, joint executive director of enforcement and market oversight, delivered at the Spring Conference of NYU’s Program on Corporate Compliance and Enforcement. -
Individual charged with carrying on an unauthorised business and misleading investors
The FCA has charged John Burford for carrying on an unauthorised business and dishonestly misleading investors. -
Four individuals arrested for suspected fraud and money laundering offences
Four individuals have been arrested for suspected fraud and money laundering offences following an operation by the FCA, supported by the City of London Police. -
Sentinel Financial Enforcement (clone of an FCA authorised firm)
Sentinel Financial Enforcement (clone of an FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised -
First FCA enforcement action and fine against a Recognised Investment Exchange
The FCA has fined the London Metal Exchange (LME) £9.2 million for failing to ensure its systems and controls were adequate to deal with severe market stress.