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FCA clarifies expectations on bullying, harassment and violence to deepen trust in financial services
Serious bullying and harassment in financial firms qualify as misconduct, under rules confirmed by the FCA. -
Tribunal upholds the FCA’s market manipulation bans
The Upper Tribunal has upheld the FCA’s decision to ban Diego Urra, Jorge Lopez Gonzalez and Poojan Sheth from working in financial services. -
Once-in-a-generation advice changes to help millions navigate their financial lives
The FCA's proposals could help millions more people access financial advice. -
Investigation into John Wood Group
We have noted the announcement made to the market by John Wood Group plc -
FCA secures guilty plea from John Burford in £1m investor fraud scheme
John Burford has pleaded guilty in a £1m investment fraud case, following a prosecution brought by the FCA. -
Upper Tribunal upholds Jes Staley ban
The FCA's decision to ban the former CEO of Barclays from holding senior management roles in the financial services industry has been upheld by the Upper Tribunal. -
FCA continues mortgage rule review to boost home ownership and support growth
Possible rule changes could help people at different life stages get a mortgage. -
Authorities revise Memorandum of Understanding in relation to payments in the UK
The MoU provides an opportunity to strengthen coordination between the Bank of England, FCA, PRA, and PSR. -
FCA secures convictions for insider dealing and money laundering worth £1 million
The FCA has secured convictions against two individuals for insider dealing and money laundering offences. -
Upper Tribunal ruling in the case of Craig Donaldson and David Arden
The Upper Tribunal has upheld the FCA decision that Craig Donaldson and David Arden were knowingly concerned in a breach of the Listing Rules.