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FCA writes to Novus Black Fund investors
The FCA has written to investors in Novus Black Fund UK Ltd. -
FCA imposes restrictions on Business Agent Limited from regulated activities over 'Nextcrowd' failings
The FCA has placed restrictions on Business Agent Limited. -
FCA responds to market review on delivering finance for global decarbonisation and UK growth
The FCA welcomes recommendations from the Transition Finance Market Review and firms starting to set out plans for how they will decarbonise. -
Digital Securities Sandbox opens for applications
The Digital Securities Sandbox (DSS) allows firms to test legislative changes in real world scenarios before the changes are implemented. -
Strabens Hall Limited enters administration
Strabens Hall Limited has gone into administration. Gary Shankland and Robert Ferne, of Begbies Traynor (London) LLP, have been appointed joint administrators. -
OPBAS finds improvements needed amongst anti-money laundering supervisors
Most Professional Body Supervisors are complying with money laundering regulations, how they supervise is still not consistently effective. -
Promethean Finance Limited tribunal decision
The Upper Tribunal has found our decision to impose requirements on Promethean was reasonable. -
City & Merchant Limited enters liquidation
On 11 September 2024, City & Merchant Limited entered liquidation with Dermot Coakley and Shaun Walker of WSM Marks Bloom LLP appointed as joint liquidators. -
Firms encouraged to explore new approaches to increase pension engagement
FCA research highlights when and how firms can improve their communications to help consumers make informed decisions about their retirement savings. -
Remaining synthetic US dollar LIBOR settings – less than 1 month to go
Final announcement about the forthcoming end of LIBOR.