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FCA secures convictions against individual for £1.3m Ponzi scheme
Daniel Pugh has been found guilty of fraud, following a prosecution by the FCA. -
FCA issues fines of nearly £46m for failures managing the Woodford Equity Income Fund
The FCA has decided to fine both Neil Woodford and Woodford Investment Management for failures in their management of the Woodford Equity Income Fund. -
FCA fines Sigma Broking Limited for transaction reporting failures
Sigma Broking Limited (Sigma) has been fined £1,087,300 for failing to submit complete and accurate transaction reports for 5 years. -
AI Live Testing: The use of AI in UK financial markets - from promise to practice
We want the UK to be a place where beneficial technological innovation can thrive to support growth. So how can we build confidence in AI so consumers and markets benefit? -
H2O Deputy CEO fined £1m and banned from financial services for deliberately misleading FCA
An FCA investigation found that Jean-Noel Alba lacked integrity because he misled the FCA. -
Seven crypto ATMs seized and two arrested on suspicion of running illegal cryptoasset exchange
Two individuals have been arrested on suspicion of money laundering and running an illegal cryptoasset exchange. -
FCA fines Barclays £42 million for poor handling of financial crime risks
The FCA has fined Barclays Bank UK PLC and Barclays Bank PLC a total of £42 million for separate instances of failings in its financial crime risk management – one relating to WealthTek and one relating to Stunt and Co. -
FCA closes 1,600 websites as it fights financial crime
The FCA’s annual report sets out how it has used data and technology to crack down on harm in financial services. -
FCA fines Monzo £21m for failings in financial crime controls
The FCA has fined Monzo Bank Ltd £21,091,300 for its inadequate anti-financial crime systems and controls between October 2018 and August 2020. -
Two individuals sentenced to a combined 12 years for £1.5m crypto fraud
Two individuals have been sentenced to a combined 12 years of imprisonment for their roles in a £1.5m crypto fraud.