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Showing 121 to 130 of 859 search results for enforcement.

  1. FCA and PSR Boards appoint new members to decision-making committees

    Press Releases

    Published: 16/11/2023

    Last modified: 16/11/2023

    Ulrike Hotopp and Claire Whyley have been appointed to the FCA’s and PSR’s Competition Decisions Committees (CDCs)

  2. Two individuals guilty of making £3m worth of fraudulent mortgage applications

    Press Releases

    Published: 15/11/2023

    Last modified: 15/11/2023

    Larry Barreto, based in the East Midlands, has been found guilty today of 11 charges of fraud by false representation following a prosecution brought by the FCA.

  3. Firms should strengthen anti-fraud systems and must treat victims of fraud better, review finds

    News stories

    Published: 07/11/2023

    Last modified: 07/11/2023

    We are working with payment service providers to do more to protect consumers from fraud, including authorised push payment (APP) fraud

  4. Financial regulator secures confiscation order against convicted CFO

    Press Releases

    Published: 03/11/2023

    Last modified: 03/11/2023

    Southwark Crown Court has imposed a Confiscation Order against Timothy Coleman, formerly of Redcentric Plc, following his previous convictions for false accounting and making misleading statements to the market.

  5. FCA bans Geoffrey Armin for failures in advice given to British Steel Pension Scheme Members, with £200k to be paid in compensation

    Press Releases

    Published: 03/11/2023

    Last modified: 03/11/2023

    The Financial Conduct Authority (FCA) has banned Geoffrey Armin from advising customers on pension transfers and pension opt outs, and from holding any senior management function in a regulated firm.

  6. Consumer Duty: Not once and done

    Speeches

    Published: 01/11/2023

    Last modified: 01/11/2023

    Speech by Nisha Arora, delivered at Deloitte: Consumer Duty - Next Steps

  7. Collaborate to compete: why we must all embrace a growth mindset

    Speeches

    Published: 16/10/2023

    Last modified: 18/10/2023

    Speech by Nikhil Rathi, Chief Executive, FCA, delivered at the City Dinner, Mansion House.

  8. Financial watchdog fines Equifax Ltd £11 million for role in one of the largest cyber security breaches in history

    Press Releases

    Published: 13/10/2023

    Last modified: 17/10/2023

    FCA fines Equifax £11,164,400 for failing to manage and monitor the security of UK consumer data it had outsourced to its parent company based in the US.

  9. FCA decides to fine and ban James Staley

    Press Releases

    Published: 12/10/2023

    Last modified: 12/10/2023

    Mr Staley has referred his Decision Notice to the Upper Tribunal where he will present his case.

  10. FCA censures London Capital & Finance plc

    Press Releases

    Published: 11/10/2023

    Last modified: 11/10/2023

    The Financial Conduct Authority (FCA) has censured London Capital & Finance (LCF) for its unfair and misleading financial promotions of minibonds.
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