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Showing 22 to 31 of 238 search results for market abuse.
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Market Abuse
Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place. -
Ten years of FCA innovation: impact and opportunity
Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Office delivered at an FCA Innovation 10th anniversary event. -
Change for the better: the FCA’s evolving approach to enforcement
Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at AFME Annual European Compliance and Legal Conference. -
Teamwork: A Smart way to tackle financial crime
Speech by Steve Smart, FCA joint executive director of enforcement and market oversight, delivered at the Financial Services Investigations and Enforcement Summit. -
Individual charged with investment fraud over unauthorised multimillion pound ‘Kube Trading’ scheme
The Financial Conduct Authority (FCA) has launched criminal proceedings against Lee Steven Maggs of Sittingbourne, Kent, for 2 counts of fraud and 1 count of breaching the Financial Services and Markets Act 2000 (FSMA). -
Promoting competitiveness is a juggling act
Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at TheCityUK International Conference 2024. -
2024 fines
Enforcement fines published in 2024. -
FCA decides on £5.95m fine and industry ban for Nailesh Teraiya in latest cum-ex case
Mr Teraiya has referred his Decision Notice to the Upper Tribunal. Any findings in the Decision Notice are therefore provisional and reflect the FCA’s belief as to what occurred and how it considers his behaviour should be characterised. -
FCA discontinues civil proceedings against Konstantinos Papadimitrakopoulos and Dimitris Gryparis
The FCA decided to discontinue the proceedings on 6 March 2024, which concludes all civil proceedings in the High Court -
FCA warns firms over anti-money laundering failings
We have warned firms about common failings we have found in financial crime controls. -
Evolving our enforcement approach to protect and grow our markets
Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit.